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Investment Industry Regulatory Organization of Canada
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#	Item
461	IN THE MATTER OF THE SECURITIES ACT, S.N.W.T. 2008, c. 10, AS AMENDED - and - Transitional Relief from the Requirement to Provide Relationship Disclosure Information Add to Reading List Source URL: www.justice.gov.nt.ca Language: English - Date: 2013-10-10 13:33:05 Investment Industry Regulatory Organization of Canada Securities Financial system Finance Securities Act Financial economics United States securities law Financial regulation
462	February 2, 2012 Angie F. Foggia Policy Counsel, Member Regulation Policy Investment Industry Regulatory Organization of Canada Suite 1600, 121 King Street West Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:11:06 Financial economics Financial regulation Finance Business Banking in Canada Canadian Investor Protection Fund Investment Industry Regulatory Organization of Canada
463	May 3, 2012 Richard J. Corner Vice President, Member Regulation Policy Investment Industry Regulatory Organization of Canada Suite 1600, 121 King Street West Toronto, ON M5H 3T9 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:11:18 Financial markets Financial regulation Financial services Canadian securities regulation Hedge fund Short Ombudsman for Banking Services and Investments Margin Investment Industry Regulatory Organization of Canada Financial economics Finance Investment
464	OPEN LETTER April 26, 2013 Canadian Securities Administrators c/o Mr. Bill Rice Chair, Canadian Securities Administrators Suite 600, 250-5th Street SW Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:12:24 Financial economics Canadian securities regulation Business Financial system Finance Canadian Investment Manager Financial regulation Investment Industry Regulatory Organization of Canada Securities
465	Notice on Best Execution Survey Results Add to Reading List Source URL: iiroc.ca Language: English - Date: 2014-03-28 10:26:04 Financial markets Economy of Canada Universal Market Integrity Rules Financial economics Best execution Investment Industry Regulatory Organization of Canada Market maker Finance Financial regulation Self-regulatory organizations Financial system
466	Microsoft Word - FI[removed] Review Report.doc Add to Reading List Source URL: www.foipop.ns.ca Language: English - Date: 2013-05-29 13:32:43 Ethics Freedom of Information Act Right to Information Act Public records Privacy Act Investment Industry Regulatory Organization of Canada Freedom of information legislation Law Privacy
467	Consultation Paper - December 20, [removed]Incorporation of Individual Representatives of Registered Investment Dealers and Advisers in Canada Add to Reading List Source URL: www.finance.alberta.ca Language: English - Date: 2010-12-20 12:59:12 Investment Self-regulatory organizations Financial regulation Financial adviser Investment Industry Regulatory Organization of Canada Mutual Fund Dealers Association Corporation Exempt market dealer Non-reporting issuer Business Financial economics Finance
468	IIROC Notice[removed]: Proposed Requirements for Debt Securities Transaction Reporting Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2014-01-09 14:06:39 Financial system Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Alternative Trading Systems Short Repurchase agreement Trading room Financial economics Finance Financial markets
469	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-14 08:52:38 Financial economics Self-regulatory organizations Options Clearing Corporation Investment Industry Regulatory Organization of Canada Securities Exchange Act U.S. Securities and Exchange Commission International Financial Reporting Standards Financial regulation Finance Financial system
470	Order Approving Proposed Rule Change Relating to Financial Reporting by Canadian Clearing Members Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-10-28 09:16:21 Finance Options Clearing Corporation Investment Industry Regulatory Organization of Canada Securities Exchange Act U.S. Securities and Exchange Commission Financial system Self-regulatory organizations Financial economics

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